Title

An empirical examination of the relation between the option-implied volatility smile and heterogeneous beliefs

Document Type

Article

Publication Date

6-1-2018

Abstract

We investigate the cross-sectional relation between the option-implied volatility smile and heterogeneous beliefs in a sample with 2,773 firms from 1996 to 2014. Using analyst forecast dispersion as the proxy for heterogeneous beliefs, we show that stocks with greater investors’ belief differences have more pronounced volatility smiles. This finding supports the theoretical relation between option pricing and investors’ heterogeneous beliefs documented in prior literature.

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